Madeley & Company offers a wide variety of liability protection options hand-picked to handle the specific needs of Financial Advisors, RIAs, and IARs.
We can obtain coverage for a broad range of financial professionals including, but not limited to:
- Financial Planners
- Registered Investment Advisors
- Investment Advisory Reps/Investment Bankers
- Asset Managers
- Investment Management Consultants
- Divorce Planners
- Broker/Dealers
- Hedge Funds, Mutual Funds, and Private Placements
Coverage features include but are not limited to:
- Claims made and reported
- Coverage for life, health and accident sales available
- Coverage for product sales as a registered representative available
- Duty to defend coverage available
- Access to pre-mediation legal counsel at no costs offered by the carriers on selected programs
- Expertise and Experience of the most successful insurance carriers in defending advisors
- Tax preparation coverage available
- Covers discretionary and non-discretionary asset management
- Independent contractor coverage available
- Divorce planner coverage available
- Limits available: as low as $250,000 and up to $1,000,000; limits above $1,000,000 are available
- Minimum deductible: usually $1,000
- All carriers rated A- or higher by A. M. Best (including the Markel Cambridge Alliance program)
Apply for coverage
Please download and complete the below application and either email jzumwalt@madeley.com or fax 214-203-1301 it back to me for a rate quote.
DOWNLOAD APPLICATION FORM HERE
