Financial Advisors

Madeley & Company offers a wide variety of liability protection options hand-picked to handle the specific needs of Financial Advisors, RIAs, and IARs.

We can obtain coverage for a broad range of financial professionals including, but not limited to:

  • Financial Planners
  • Registered Investment Advisors
  • Investment Advisory Reps/Investment Bankers
  • Asset Managers
  • Investment Management Consultants
  • Divorce Planners
  • Broker/Dealers
  • Hedge Funds, Mutual Funds, and Private Placements

Coverage features include but are not limited to:

  • Claims made and reported
  • Coverage for life, health and accident sales available
  • Coverage for product sales as a registered representative available
  • Duty to defend coverage available
  • Access to pre-mediation legal counsel at no costs offered by the carriers on selected programs
  • Expertise and Experience of the most successful insurance carriers in defending advisors
  • Tax preparation coverage available
  • Covers discretionary and non-discretionary asset management
  • Independent contractor coverage available
  • Divorce planner coverage available
  • Limits available: as low as $250,000 and up to $1,000,000; limits above $1,000,000 are available
  • Minimum deductible: usually $1,000
  • All carriers rated A- or higher by A. M. Best (including the Markel Cambridge Alliance program)

Madeley & Company is a proud sponsor of the Financial Planning Association of Dallas/Fort Worth (FPA-DFW)

Apply for coverage

Please download and complete the below application and either email jzumwalt@madeley.com or fax 214-203-1301 it back to me for a rate quote.

DOWNLOAD APPLICATION FORM HERE

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